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DID YOU KNOW that a study released by NYU's Stern School of Business found that due diligence reports contain a significant number of misrepresentations? Visit our Hedge Fund Compliance Blog to learn more.

PWG TECHCHECK - FOR YOUR ANNUAL COMPLIANCE REVIEW! NOW WITH SCORING
Our "PWG TechCheck" best practice self-assessment tool for hedge funds, based on the President's Working Group report, is now live! It's a perfect annual compliance review tool. And, the PDF summary report generated at the end of the assessment process can be used to demonstrate to your investors that you meet best practices! PWG TechCheck also cross-references to the European Hedge Fund Standards Board (HFSB) best practices report and may allow you to sign on with confidence at the end of the assessment process. Click on the "PWG TechCheck" tab for more information!

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NEED INSIDER TRADING COMPLIANCE TRAINING? ARE YOU CURRENT WITH YOUR EMPLOYEES' COMPLIANCE TRAINING? Click on the "Training" tab for a FREE webinar outlining the need for investment advisers to train employees on compliance and unlawful employment practices.

JG Advisory Services continues to provide in-person tailored training to hedge fund employees, most recently in the areas of insider trading and employment laws. Contact us to arrange your customized session!


We are always available to discuss your compliance needs. Use our CONTACT US page, or call on 917 375-6852.

Where Wall Street Comes for Compliance with a Practical Edge


JG Advisory Services offers comprehensive compliance solutions to hedge funds, private equity funds, broker-dealers and related industry service providers. You name your compliance problem, we will provide a solution! With state-of-the-art technology and highly trained staffing, look to us for:

  •  SEC Mock Audits tailored to suit your needs and budget
  •  Investment advisor SEC registration, including Form ADV, compliance manuals, books and records
  •  Set-up and monitoring of compliance procedures
  •  Outsource provider of various compliance functions such as review of personal trading and email
  •  Review of marketing materials from compliance perspective, including DDQ's
  •  Regulatory filings
  •  Fund of Funds - documentation review of underlying funds, due diligence procedures
  •  Outsource chief compliance officer
  •  Compliance training - custom in-house, or online modules: Just click on the Training tab
  •  Best Practices Self-Assessment: Just click the PWG TechCheck(c) tab

Reuters: Business News

Greek bailout speculation lifts euro
Tue, 09 Feb 2010 04:31:54 -0500
LONDON (Reuters) - The euro rose on Tuesday on speculation that European Union nations could bail out errant member Greece, while global stocks were flat and emerging market shares climbed.
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Toyota adds new Prius to global recall list
Tue, 09 Feb 2010 04:47:17 -0500
TOKYO (Reuters) - Toyota Motor Corp said it is recalling nearly half a million of its flagship Prius and other hybrid cars for braking problems as it seeks to address criticism over the handling of its worst safety crisis.
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JAL to stay with American in blow to Delta
Tue, 09 Feb 2010 03:46:06 -0500
TOKYO (Reuters) - Japan Airlines Corp will keep its partnership with American Airlines in the Oneworld alliance due to concerns that forging ties with rival suitor Delta Air Lines would make it difficult to achieve a quick turnaround, a source with k
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Tuesday February 9th, 2010