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JG Advisory is now serving clients on the WEST COAST! We are pleased to announce the opening of our LOS ANGELES branch office this summer. Use the "Contact Info" page for more information!

Is SEC Registration in your future? Need help with a state adviser registration? Contact us for pricing. View June 25 remarks by Judith Gross on the Frank-Dodd bill on Bloomberg.com news @ http://www.bloomberg.com/news/2010-06-25/lawmakers-reach-compromise-on-financial-regulation.html

We can staff all size projects, from the very large to the very small. All levels available, including administrative and former SEC staff. Call us to discuss your needs.

PWG TECHCHECK: now with scoring! Click on the PWG TechCheck tab for more information and to log on.


Behind on COMPLIANCE TRAINING? We provide on-site or remote training sessions. Highly interactive, specifically customized to your needs. INSIDER TRADING topic a specialty.

***JG Advisory Services website is a top site on which to advertise. Contact us for rates and placement options.***


We are always available to discuss your compliance needs. Use our CONTACT US page, or call on 917 375-6852.

Where Wall Street Comes for Compliance with a Practical Edge


JG Advisory Services offers comprehensive compliance solutions to hedge funds, private equity funds, broker-dealers and related industry service providers. You name your compliance problem, we will provide a solution! With state-of-the-art technology and highly trained staffing, look to us for:

  •  Investment adviser SEC and State registrations, including Form ADV, compliance manuals, books and records
  •  Regulatory (SEC and State) Mock Audits tailored to suit your needs and budget
  •  Set-up and monitoring of compliance procedures
  •  Outsource provider of various compliance functions such as review of personal trading and email
  •  Review of marketing materials from compliance perspective, including DDQ's
  •  Regulatory filings
  •  Fund of Funds - documentation review of underlying funds, due diligence procedures
  •  Outsource chief compliance officer
  •  Anti-money laundering review and training for hedge funds and service providers to hedge funds
  •  Compliance training - custom in-house, or online modules: Just click on the Training tab
  •  Best Practices Self-Assessment: Just click the PWG TechCheck(c) tab

Reuters: Business News

Asia stocks slip on U.S. worries
Fri, 30 Jul 2010 02:49:52 -0400
HONG KONG (Reuters) - Asian stocks sagged on Friday as worries U.S. growth data may surprise on the downside and downbeat comments from a Federal Reserve official gave investors reason to book profits from a steady rally this month.
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Economic growth seen slower in Q2 on imports
Fri, 30 Jul 2010 00:02:06 -0400
WASHINGTON (Reuters) - Economic growth likely slowed in the second quarter as a capital investment drive by businesses was sated by imports and consumer spending tapered off, a government report is expected to show on Friday.
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Citigroup to pay $75 million to settle SEC charges
Thu, 29 Jul 2010 21:46:19 -0400
NEW YORK (Reuters) - Citigroup Inc will pay $75 million to settle charges that it failed to disclose subprime exposure to investors in 2007, the U.S. Securities and Exchange Commission said on Thursday.
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Friday July 30th, 2010