Where Wall Street Comes for Compliance with a Practical Edge
JG Advisory Services offers comprehensive compliance solutions to hedge funds, private equity funds, broker-dealers and related industry service providers. You name your compliance problem, we will provide a solution! With state-of-the-art technology and highly trained staffing, look to us for:
Investment adviser SEC and State registrations, including Form ADV, compliance manuals, books and records
Regulatory (SEC and State) Mock Audits tailored to suit your needs and budget
Set-up and monitoring of compliance procedures
Outsource provider of various compliance functions such as review of personal trading and email
Review of marketing materials from compliance perspective, including DDQ's
Regulatory filings
Fund of Funds - documentation review of underlying funds, due diligence procedures
Outsource chief compliance officer
Anti-money laundering review and training for hedge funds and service providers to hedge funds
Compliance training - custom in-house, or online modules: Just click on the Training tab
Best Practices Self-Assessment: Just click the PWG TechCheck(c) tab
Reuters: Business News
Asia stocks slip on U.S. worries
Fri, 30 Jul 2010 02:49:52 -0400
HONG KONG (Reuters) - Asian stocks sagged on Friday as worries U.S. growth data may surprise on the downside and downbeat comments from a Federal Reserve official gave investors reason to book profits from a steady rally this month.
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Economic growth seen slower in Q2 on imports
Fri, 30 Jul 2010 00:02:06 -0400
WASHINGTON (Reuters) - Economic growth likely slowed in the second quarter as a capital investment drive by businesses was sated by imports and consumer spending tapered off, a government report is expected to show on Friday.
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Citigroup to pay $75 million to settle SEC charges
Thu, 29 Jul 2010 21:46:19 -0400
NEW YORK (Reuters) - Citigroup Inc will pay $75 million to settle charges that it failed to disclose subprime exposure to investors in 2007, the U.S. Securities and Exchange Commission said on Thursday.
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