Where Wall Street Comes for Compliance with a Practical Edge
JG Advisory Services offers comprehensive compliance solutions to hedge funds, private equity funds, broker-dealers and related industry service providers. You name your compliance problem, we will provide a solution! With state-of-the-art technology and highly trained staffing, look to us for:
Investment adviser SEC and State registrations, including Form ADV, compliance manuals, books and records
Regulatory (SEC and State) Mock Audits tailored to suit your needs and budget
Set-up and monitoring of compliance procedures
Outsource provider of various compliance functions such as review of personal trading and email
Review of marketing materials from compliance perspective, including DDQ's
Regulatory filings
Fund of Funds - documentation review of underlying funds, due diligence procedures
Outsource chief compliance officer
Anti-money laundering review and training for hedge funds and service providers to hedge funds
Compliance training - custom in-house, or online modules: Just click on the Training tab
Best Practices Self-Assessment: Just click the PWG TechCheck(c) tab
Reuters: Business News
Wall Street set for bumper week as economy fears ease
Fri, 03 Sep 2010 13:23:55 -0400
NEW YORK (Reuters) - Wall Street was set to close out its best week in six on Friday after recent economic data, including a stronger-than-expected jobs report, showed the U.S. economy may be in better shape than thought.
Read More
Payrolls fall less than expected in August
Fri, 03 Sep 2010 13:28:00 -0400
WASHINGTON (Reuters) - U.S. employment fell for a third straight month in August, but the drop was far less than expected and private hiring surprised on the upside, easing pressure on the Federal Reserve to prop up economic growth.
Read More
Campbell Soup profit beats Street but sales light
Fri, 03 Sep 2010 10:45:43 -0400
CHICAGO (Reuters) - Campbell Soup Co posted lower-than-expected quarterly sales and forecast sales growth for the new fiscal year below its long-term target as the world's largest soup company grapples with a weak economy.
Read More

