What's New


training




**Now Available** Our Basic Compliance Training for employees has been updated to reflect the new Dodd-Frank law and other changes to the rules. Check for it on the Training page, under the TM1 tab! An easy and affordable way to bring your employees up-to-date!

JG Advisory is now serving clients on the WEST COAST! We are pleased to announce the opening of our LOS ANGELES branch office this summer. Use the "Contact Info" page for more information!

Is SEC Registration in your future? Need help with a state adviser registration? Contact us for pricing.

We can staff all size projects, from the very large to the very small. All levels available, including administrative and former SEC staff. Call us to discuss your needs.

PWG TECHCHECK: now with scoring! Click on the PWG TechCheck tab for more information and to log on.


Behind on COMPLIANCE TRAINING? We provide on-site or remote training sessions. Highly interactive, specifically customized to your needs. INSIDER TRADING topic a specialty.

***JG Advisory Services website is a top site on which to advertise. Contact us for rates and placement options.***


We are always available to discuss your compliance needs. Use our CONTACT US page, or call on 917 375-6852.

Where Wall Street Comes for Compliance with a Practical Edge


JG Advisory Services offers comprehensive compliance solutions to hedge funds, private equity funds, broker-dealers and related industry service providers. You name your compliance problem, we will provide a solution! With state-of-the-art technology and highly trained staffing, look to us for:

  •  Investment adviser SEC and State registrations, including Form ADV, compliance manuals, books and records
  •  Regulatory (SEC and State) Mock Audits tailored to suit your needs and budget
  •  Set-up and monitoring of compliance procedures
  •  Outsource provider of various compliance functions such as review of personal trading and email
  •  Review of marketing materials from compliance perspective, including DDQ's
  •  Regulatory filings
  •  Fund of Funds - documentation review of underlying funds, due diligence procedures
  •  Outsource chief compliance officer
  •  Anti-money laundering review and training for hedge funds and service providers to hedge funds
  •  Compliance training - custom in-house, or online modules: Just click on the Training tab
  •  Best Practices Self-Assessment: Just click the PWG TechCheck(c) tab

Reuters: Business News

Jobs data continues to lift global equities
Mon, 06 Sep 2010 07:20:32 -0400
LONDON (Reuters) - Encouraging news about the U.S. employment picture continued to spill over onto financial markets on Monday, lifting world stocks on hopes that a slip back into recession could be avoided.
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Obama launches big week on economy
Mon, 06 Sep 2010 01:35:21 -0400
WASHINGTON (Reuters) - President Barack Obama launches several economic initiatives this week aimed at generating some desperately needed U.S. job growth and limiting predicted Democratic losses in November 2 congressional elections.
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Australia's Macquarie warns on profit
Mon, 06 Sep 2010 04:45:35 -0400
SYDNEY (Reuters) - Australia's top investment bank Macquarie Group Ltd warned investors it would miss profit forecasts after weak markets took a toll on its trading and advisory business, sending its shares to a 15-month low.
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Monday September 6th, 2010