Annual ADV updates for registered investment advisers are due on March 31, 2019. Let us review your amended ADV before you file!
Author Archives: Judy Gross
Read the release at https://www.sec.gov/files/OCIE%202019%20Priorities.pdf
The SEC has posted its examination priorities for 2019. We are here to help!
JG Advisory celebrated its 13th anniversary in 2018. Our experience now spans a wide range of investment advisory services.
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SEC Office of Compliance Inspections and Examinations Announces 2018 Examination Priorities 2/7/18
SEC Office of Compliance Inspections and Examinations Announces 2018 Examination Priorities 2/7/18.
SEC Adopts Statement and Interpretive Guidance on Public Company Cybersecurity Disclosures 2/21/18
Annual Review Season is upon us! When you are at a loss as to how to proceed, contact us for assistance and the latest in review techniques.
JG Advisory celebrates its 10th anniversary in 2015!
FATCA, AIFMD, EMIR, CFTC, SEC — confused yet? Call us!
JG Advisory celebrates its 9th anniversary in 2014!
Reuters Business News- Johnson & Johnson receives federal subpoenas related to baby powder litigation February 21, 2019
- Google fails to disclose microphone in Nest Secure February 21, 2019
- Standard Chartered sets aside $900 million to cover U.S., British fines February 21, 2019
- Asia shares up on Fed outlook, Aussie dollar seesaws after jobs data February 21, 2019
- Blown away by innovation or price? Samsung's foldable phone opens up debate February 21, 2019