SEC Office of Compliance Inspections and Examinations Announces 2018 Examination Priorities 2/7/18
SEC Office of Compliance Inspections and Examinations Announces 2018 Examination Priorities 2/7/18.
Author Archives: Judy Gross
JG Advisory celebrated its 12th anniversary in 2017! As one of the oldest and most reliable compliance providers, advisers come to us to fill their critical compliance needs.
SEC Adopts Statement and Interpretive Guidance on Public Company Cybersecurity Disclosures 2/21/18
Annual Review Season is upon us! When you are at a loss as to how to proceed, contact us for assistance and the latest in review techniques.
JG Advisory celebrates its 10th anniversary in 2015!
FATCA, AIFMD, EMIR, CFTC, SEC — confused yet? Call us!
JG Advisory celebrates its 9th anniversary in 2014!
Compliance Technology Solutions: We can assist with selection of dashboard, email, personal account and filing systems.
Open Dodd-Frank Protocol Adherence: Need assistance with registration? We can help!
“Hedge Funds And Money Laundering” is our latest article on Forbes.com. You can view it at http://www.forbes.com/sites/judygross/2013/04/26/hedge-funds-and-money-laundering/
Reuters Business News- SoftBank Corp suffers rare Japan debut drop after record IPO December 19, 2018
- U.S. oil prices climb after tumble, but oversupply worries drag December 19, 2018
- Angry shareholders slap down National Australia Bank's executive pay plans December 19, 2018
- Sears to take $443 million in charges arising from store closures December 19, 2018
- Oil drops over 5 percent on economic slowdown fears, supply glut December 19, 2018