Form PF due dates vary depending on what type of investment adviser you are. Now is a good time to check your due date and start preparing.
Author Archives: Judy Gross
Annual ADV updates for registered investment advisers are due on March 31, 2019. Let us review your amended ADV before you file!
Read the release at https://www.sec.gov/files/OCIE%202019%20Priorities.pdf
The SEC has posted its examination priorities for 2019. We are here to help!
JG Advisory celebrated its 13th anniversary in 2018. Our experience now spans a wide range of investment advisory services.
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SEC Office of Compliance Inspections and Examinations Announces 2018 Examination Priorities 2/7/18
SEC Office of Compliance Inspections and Examinations Announces 2018 Examination Priorities 2/7/18.
SEC Adopts Statement and Interpretive Guidance on Public Company Cybersecurity Disclosures 2/21/18
Annual Review Season is upon us! When you are at a loss as to how to proceed, contact us for assistance and the latest in review techniques.
JG Advisory celebrates its 10th anniversary in 2015!
FATCA, AIFMD, EMIR, CFTC, SEC — confused yet? Call us!