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• Reuters Business News

• What's New

  • 09/19/2019 : This summer, the SEC clarified investment advisers' proxy voting fiduciary duties. It may be a good idea to review your policies and procedures now in light of this guidance.
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  • 07/05/2019 : The new ADV Part 3 Form CRS will be required for certain investment advisers starting in 2020. Will you need to complete it? Contact us for an evaluation.
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  • 04/22/2019 : Summer is the perfect time to do a "books and records" review. Contact us for details on the best way to proceed with yours!
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