Tailored Support for All Your Compliance Needs

JG Advisory is expert at providing practical, cost-effective compliance support to hedge funds and private equity funds. We supply the exact amount of help that you need.

The main areas in which we typically work with our compliance clients are:

· Drafting compliance manuals and compliance calendars
· Monthly compliance meeting to review compliance tasks
· Quarterly portfolio reviews related to compliance topics such as best execution, valuation and allocations
· Books and records management
· Personal trading reviews
· Electronic messages and social media reviews
· Marketing material reviews
· Regulatory filings
· Due diligence documents and procedures
· Mock audits and third-party compliance reviews
· Annual compliance reviews
· Annual registration renewals
· Implementation of technology solutions
· Cybersecurity policies and procedures
· Compliance Training